Filing Details
- Accession Number:
- 0001127602-14-027694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 16:32:58
- Reporting Period:
- 2014-09-11
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 16:32:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378231 | H Walter Solomon | 3499 Blazer Parkway Lexington KY 40509 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-11 | 2,900 | $108.00 | 25,031 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-11 | 5,000 | $108.00 | 30,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-11 | 5,034 | $108.00 | 24,997 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-09-11 | 2,866 | $107.98 | 22,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-09-11 | 2,900 | $0.00 | 2,900 | $37.69 |
| Common Stock | Stock Appreciation Right | Disposition | 2014-09-11 | 5,000 | $0.00 | 5,000 | $51.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-18 | 2019-12-18 | No | 4 | M | Direct |
| 0 | 2011-11-17 | 2020-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,473 | Indirect | 401(k) |
Footnotes
- Includes 908 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below.
- Based on Employee Savings Plan information as of September 11, 2014, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
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