Filing Details
- Accession Number:
- 0001179110-14-014104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 11:49:02
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 11:49:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331038 | Preston W Hutchings | Waterloo House, Ground Floor 100 Pitts Bay Road Pembroke D0 HM 08 | Svp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 Par Value Per Share | Acquisiton | 2014-09-10 | 100,000 | $15.11 | 211,005 | No | 4 | M | Indirect | By Company |
| Common Shares, $.0033 Par Value Per Share | Disposition | 2014-09-10 | 27,736 | $54.49 | 183,269 | No | 4 | F | Indirect | By Company |
| Common Shares, $.0033 Par Value Per Share | Disposition | 2014-09-11 | 27,500 | $54.38 | 155,769 | No | 4 | S | Indirect | By Company |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Company |
| No | 4 | F | Indirect | By Company |
| No | 4 | S | Indirect | By Company |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | Disposition | 2014-09-10 | 100,000 | $0.00 | 100,000 | $15.11 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 15,750 | $0.00 | 15,750 | $23.71 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 15,750 | $0.00 | 15,750 | $23.71 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 18,000 | $0.00 | 18,000 | $23.10 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 18,000 | $0.00 | 18,000 | $23.10 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 15,300 | $0.00 | 15,300 | $19.29 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 15,300 | $0.00 | 15,300 | $19.29 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 16,500 | $0.00 | 16,500 | $25.01 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 16,500 | $0.00 | 16,500 | $25.01 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 16,800 | $0.00 | 16,800 | $33.91 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 16,800 | $0.00 | 16,800 | $33.91 |
| Common Shares, $.0033 Par Value Per Share | Share Appeciation Right | Disposition | 2014-08-18 | 16,800 | $0.00 | 16,800 | $38.58 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 16,800 | $0.00 | 16,800 | $38.58 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 16,100 | $0.00 | 16,100 | $42.65 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 16,100 | $0.00 | 16,100 | $42.65 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-18 | 12,547 | $0.00 | 12,547 | $53.53 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 12,547 | $0.00 | 12,547 | $53.53 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2014-08-08 | 10,000 | $0.00 | 10,000 | $57.27 |
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2014-08-18 | 10,000 | $0.00 | 10,000 | $57.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-07-01 | No | 4 | M | Indirect | |
| 0 | 2017-05-11 | No | 5 | G | Direct | |
| 15,750 | 2017-05-11 | No | 5 | G | Indirect | |
| 0 | 2018-05-09 | No | 5 | G | Direct | |
| 18,000 | 2018-05-09 | No | 5 | G | Indirect | |
| 0 | 2019-05-06 | No | 5 | G | Direct | |
| 15,300 | 2019-05-06 | No | 5 | G | Indirect | |
| 0 | 2020-05-05 | No | 5 | G | Direct | |
| 16,500 | 2020-05-05 | No | 5 | G | Indirect | |
| 0 | 2021-05-06 | No | 5 | G | Direct | |
| 16,800 | 2021-05-06 | No | 5 | G | Indirect | |
| 0 | 2022-05-09 | No | 5 | G | Direct | |
| 16,800 | 2014-05-09 | No | 5 | G | Indirect | |
| 0 | 2022-11-12 | No | 5 | G | Direct | |
| 16,100 | 2022-11-12 | No | 5 | G | Indirect | |
| 0 | 2023-05-09 | No | 5 | G | Direct | |
| 12,547 | 2023-05-09 | No | 5 | G | Indirect | |
| 0 | 2014-05-13 | No | 5 | G | Direct | |
| 10,000 | 2024-05-13 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, $.0033 Par Value Per Share | 40,057 | Direct | |
| Series C Non-Cumulative Preferred Shares (Non-Convertible) | 4,000 | Indirect | By Company |
Footnotes
- The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
- The stock option became exercisable in three equal annual installments, commencing July 1, 2005, subject to the applicable award agreement.
- The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 11, 2008 and the next two installments on May 11, 2009 and May 11, 2010, subject to the applicable award agreement.
- The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2009 and the next two installments on May 9, 2010 and May 09, 2011, subject to the applicable award agreement.
- The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010 and the next two installments on May 6, 2011 and May 6, 2012, subject to the applicable award agreement.
- The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 5, 2011 and the next two installments on May 5, 2012 and May 5, 2013, subject to the applicable award agreement.
- The stock appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.
- The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement.
- The stock appreciation right becomes exercisable on the fifth anniversary of the grant date, subject to the applicable award agreement.
- The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016, subject to the applicable award agreement.
- The stock appreciation right becomes exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017, subject to the applicable award agreement.
- On September 10, 2014, the Reporting Person exercised 100,000 stock options and, under the net settlement provisions of the applicable stock option agreement, 27,736 common shares were withheld in payment of the exercise price.
- Represents a weighted average sales price; the sale prices range from $54.16 to 54.53. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.
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