Filing Details
- Accession Number:
- 0001209191-14-057611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 10:04:49
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 10:04:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181338 | Md A Ross Jaffe | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1201580 | D Samuel Colella | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1228684 | Phd J William Link | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1266567 | G Brian Atwood | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1279592 | N Barbara Lubash | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1279660 | B Donald Milder | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354131 | Versant Venture Capital Ii, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354132 | Versant Affiliates Fund Ii-A, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354307 | Versant Side Fund Ii, Lp | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No | |
1354727 | Versant Ventures Ii Llc | 3000 Sand Hill Road, Ste 4-210 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-09 | 7,388 | $23.25 | 62,733 | No | 4 | S | Indirect | see footnore |
Common Stock | Disposition | 2014-09-09 | 3,476 | $0.00 | 29,537 | No | 4 | J | Indirect | see footnote |
Common Stock | Disposition | 2014-09-09 | 389,136 | $0.00 | 3,306,680 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 194 | $0.00 | 194 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 388 | $0.00 | 388 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 243 | $0.00 | 243 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 243 | $0.00 | 243 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 486 | $0.00 | 486 | No | 4 | J | Indirect | see footnote |
Common Stock | Acquisiton | 2014-09-09 | 243 | $0.00 | 243 | No | 4 | J | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | see footnore |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
No | 4 | J | Indirect | see footnote |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.71 to $23.91 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). Versant Ventures II, LLC ("VVC II") serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer to the partners of Versant Side Fund II, L.P. ("VSF II") without the receipt of consideration.
- Shares held by VSF II. VVC II serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer to the partners of Versant Venture Capital II, L.P. ("VV II") without the receipt of consideration.
- Shares held by VV II. VVC II serves as the sole general partner of VV II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VVC II and share voting and dispositive power over the shares held by VV II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- Represents receipt of an in-kind distribution of Common Stock from VSF II to its limited partners.
- Shares held by Atwood-Edminster Trust dated 4/2/2000 for the benefit of Brian G. Atwood.
- Shares held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella.
- Shares held by Jaffe Family Trust for the benefit of Ross A. Jaffe.
- Shares held by Link Family Trust, dated May 19, 2005 for the benefit of William J. Link.
- Shares held by Milder Community Property Trust Dated 11/7/91, as amended and restated 11/20/98 for the benefit of Donald B. Milder.
- Shares held by Robertson Family Trust U/D/T 5/7/98 for the benefit of Rebecca B. Robertson.