Filing Details
- Accession Number:
- 0001445305-14-003913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-11 20:01:32
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-11
- Accepted Time:
- 2014-09-11 20:01:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225000 | Donald Macleod | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-09-09 | 7,186 | $31.49 | 57,150 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2014-09-09 | 7,630 | $37.41 | 64,780 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2014-09-09 | 9,854 | $35.38 | 74,634 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-09-09 | 24,670 | $88.46 | 49,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2014-09-09 | 7,186 | $0.00 | 7,186 | $31.49 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2014-09-09 | 7,630 | $0.00 | 7,630 | $37.41 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2014-09-09 | 9,854 | $0.00 | 9,854 | $35.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-29 | No | 4 | M | Direct | |
| 0 | 2017-04-03 | No | 4 | M | Direct | |
| 0 | 2018-04-09 | No | 4 | M | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $88.37 to $88.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 1,741 RSUs.
- Option is fully vested and exercisable.
Billionaire Hedge Funds
