Filing Details

Accession Number:
0001181431-14-031786
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-11 18:37:07
Reporting Period:
2014-09-09
Filing Date:
2014-09-11
Accepted Time:
2014-09-11 18:37:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367311 Dakota Plains Holdings Inc. DAKP Wholesale-Petroleum Bulk Stations & Terminals (5171) 202543857
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607229 Jr. Thomas William Derosa 294 Grove Lane East
Wayzata MN 55391
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-09 5,000 $2.53 3,605,000 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Common Stock Acquisiton 2014-09-10 5,000 $2.51 3,610,000 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Common Stock Acquisiton 2014-09-11 5,000 $2.50 3,615,000 No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
No 4 P Indirect In accounts advised by Lone Star Value Management, LLC
Footnotes
  1. Purchase effected pursuant to a Rule 10b5-1 trading plan.
  2. Reflects the weighted average price of 5,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 9, 2014 with purchase prices ranging from $2.50 to $2.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  4. Reflects the weighted average price of 5,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 10, 2014 with purchase prices ranging from $2.49 to $2.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. Reflects the weighted average price of 5,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 11, 2014 with purchase prices ranging from $2.48 to $2.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.