Filing Details
- Accession Number:
- 0001012975-14-000555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-11 17:34:46
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-11
- Accepted Time:
- 2014-09-11 17:34:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1117480 | Chimerix Inc | CMRX | Pharmaceutical Preparations (2834) | 330903395 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231092 | James Niedel | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-09 | 217,321 | $28.72 | 1,326,073 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-09 | 58,531 | $29.67 | 1,267,542 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-09 | 200,879 | $7.26 | 1,468,421 | No | 4 | X | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-09 | 51,100 | $28.54 | 1,417,321 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-10 | 347,188 | $29.54 | 1,070,133 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-09-10 | 401,758 | $7.26 | 1,471,891 | No | 4 | X | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-10 | 97,129 | $30.03 | 1,374,762 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-11 | 328,680 | $29.58 | 1,046,082 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | X | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | X | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2014-09-09 | 200,879 | $0.00 | 200,879 | $7.26 |
Common Stock | Warrant | Disposition | 2014-09-10 | 401,758 | $0.00 | 401,758 | $7.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
401,758 | 2018-02-07 | No | 4 | X | Indirect | |
0 | 2018-02-07 | No | 4 | X | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price (net of commissions of $0.04 per share). These shares were sold in multiple transactions at prices ranging from $28.50 to $29.49, inclusive. The Reporting Person undertakes to provide to CMRX, any security holder of CMRX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, 5 and 7.
- The securities are directly held by New Leaf Ventures II, L.P. ("NLV II") and indirectly held by New Leaf Venture Associates II, L.P. ("NLV Associates"), the sole general partner of NLV II, and New Leaf Venture Management II, L.L.C. ("NLV Management"), the sole general partner of NLV Associates. As an individual manager of NLV Management, along with five other individual managers, the Reporting Person may be deemed to beneficially own the shares to which this Form 4 relate. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price (net of commissions of $0.04 per share). These shares were sold in multiple transactions at prices ranging from $29.50 to $29.73, inclusive.
- On September 9, 2014, NLV II exercised warrants to purchase 200,879 shares of CMRX common stock for $7.26 a share. NLV II paid the exercise price on a cashless basis, resulting in CMRX's withholding of 51,100of the warrant shares to pay the exercise price and issuing to NLV II the remaining 147,779 shares.
- The price reported in Column 4 is a weighted average price (net of commissions of $0.04 per share). These shares were sold in multiple transactions at prices ranging from $29.16 to $30.03, inclusive.
- On September 10, 2014, NLV II exercised warrants to purchase 401,758 shares of CMRX common stock for $7.26 a share. NLV II paid the exercise price on a cashless basis, resulting in CMRX's withholding of 97,129 of the warrant shares to pay the exercise price and issuing to NLV II the remaining 304,629 shares.
- The price reported in Column 4 is a weighted average price (net of commissions of $0.04 per share). These shares were sold in multiple transactions at prices ranging from $29.50 to $30.43, inclusive.
- The Warrants are immediately exercisable.