Filing Details
- Accession Number:
- 0001127602-14-027606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-11 16:39:30
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-11
- Accepted Time:
- 2014-09-11 16:39:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884731 | Ariad Pharmaceuticals Inc | ARIA | Biological Products, (No Disgnostic Substances) (2836) | 223106987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
932052 | D M J Harvey Berger | C/O Ariad Pharmaceuticals, Inc. 26 Landsdowne Street Cambridge MA 02139 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-02 | 12,500 | $6.22 | 1,726,786 | No | 4 | P | Indirect | Ocean Capital Partners, Llc |
Common Stock | Acquisiton | 2014-09-03 | 12,500 | $6.31 | 1,739,286 | No | 4 | P | Indirect | Ocean Capital Partners, Llc |
Common Stock | Acquisiton | 2014-09-09 | 150,000 | $5.23 | 1,294,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-09 | 124,613 | $5.75 | 1,163,564 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Ocean Capital Partners, Llc |
No | 4 | P | Indirect | Ocean Capital Partners, Llc |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-09 | 150,000 | $0.00 | 150,000 | $5.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-09-09 | 2014-09-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 246,054 | Indirect | Daughter |
Common Stock | 248,745 | Indirect | Daughter |
Common Stock | 245,251 | Indirect | Wife |
Footnotes
- Shares were aquired pursuant to a 10b5-1 plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.14 to $6.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
- The reporting person is a managing member of this LLC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.26 to $6.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
- Shares were acquired upon the exercise of outstanding stock options at $5.23 per share.
- Represents shares withheld to pay for the exercise cost related to the exercise of outstanding options and to satisfy withholding tax requirements.