Filing Details
- Accession Number:
- 0001127602-14-027604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-11 16:30:18
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-11
- Accepted Time:
- 2014-09-11 16:30:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100378 | Twin Disc Inc | TWIN | General Industrial Machinery & Equipment (3560) | 390667110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185590 | B David Rayburn | 8121 Via Vecchia Naples FL 34108 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-09 | 1,200 | $6.23 | 27,431 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-09 | 1,200 | $30.13 | 26,231 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2014-09-09 | 1,200 | $0.00 | 1,200 | $6.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-15 | 2014-10-15 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.11 | 2005-10-21 | 2015-10-21 | 1,200 | 1,200 | Direct |
Common Stock | Stock Options | $18.01 | 2006-10-20 | 2016-10-20 | 1,200 | 1,200 | Direct |
Common Stock | Stock Options | $14.61 | 2009-10-16 | 2019-10-16 | 1,200 | 1,200 | Direct |
Common Stock | Stock Options | $27.55 | 2007-10-19 | 2017-10-19 | 1,200 | 1,200 | Direct |
Common Stock | Stock Options | $10.01 | 2008-10-17 | 2018-10-17 | 1,200 | 1,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-10-21 | 1,200 | 1,200 | Direct |
2016-10-20 | 1,200 | 1,200 | Direct |
2019-10-16 | 1,200 | 1,200 | Direct |
2017-10-19 | 1,200 | 1,200 | Direct |
2018-10-17 | 1,200 | 1,200 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $30.15, inclusive. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.