Filing Details
- Accession Number:
- 0001225208-14-019722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-11 14:07:27
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-11
- Accepted Time:
- 2014-09-11 14:07:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201717 | Jr H William Younger | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-09 | 19,759 | $5.75 | 79,363 | No | 4 | S | Indirect | By Trust (Sole Trustee) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust (Sole Trustee) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,443,889 | Indirect | By Ltd Partnership (SHV) |
| Common Stock | 110,205 | Indirect | By Ltd Partnership (YVST) |
| Common Stock | 19,759 | Indirect | By Profit Sharing Plan Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.99, inclusive. The reporting person undertakes to provide Mattersight Corporation, any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Billionaire Hedge Funds
