Filing Details

Accession Number:
0001144204-14-055376
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-11 12:12:52
Reporting Period:
2014-09-09
Filing Date:
2014-09-11
Accepted Time:
2014-09-11 12:12:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399520 One Group Hospitality Inc. STKS Retail-Eating Places (5812) 141961545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589417 Nicholas Giannuzzi 39 Perkins Road
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2014-09-09 2,000 $5.00 483,956 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Pursuant to the Merger Agreement, by and among Committed Capital Acquisition Corporation, CCAC Acquisition Sub, LLC, a Delaware limited liability company, The ONE Group, LLC, a Delaware limited liability company ("One Group"), and Samuel Goldfinger, as representative of the owners of One Group Membership Interests, a portion of the common shares ("Escrow Shares") issued as consideration are being held by Continental Stock Transfer & Trust Company, as escrow agent, and are subject to forfeiture during the eighteen month period following the merger to satisfy indemnification claims. This amount includes 79,849 shares owned by Mr. Giannuzzi as Escrow Shares.
  2. Includes an aggregate of 6,314 shares of common stock held directly by the TOG Liquidating Trust ("Liquidating Trust") which shall be issued to the Reporting Person upon the exercise of certain warrants held by him or upon the release of the Escrow Shares held by him held in the Liquidating Trust.