Filing Details
- Accession Number:
- 0001280263-14-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 20:13:43
- Reporting Period:
- 2014-09-08
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 20:13:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558686 | Feng-Ming Wang | 3101 Jay Street Santa Clara CA 95054 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2014-09-09 | 13,400 | $38.70 | 327,943 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-09-09 | 1,600 | $39.49 | 326,343 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-09-08 | 36,000 | $0.00 | 36,000 | $38.92 |
| Ordinary Shares | Restricted Stock Units | Acquisiton | 2014-09-08 | 84,000 | $0.00 | 84,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,000 | 2024-09-07 | No | 4 | A | Direct | |
| 84,000 | 2024-09-07 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2014.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $38.2389 to $39.2300 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $39.2500 to $39.7418 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Shares subject to the option vest monthly over four years beginning on September 8, 2014.
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.
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