Filing Details
- Accession Number:
- 0001209191-14-057364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 18:51:47
- Reporting Period:
- 2014-09-08
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 18:51:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566897 | Diamond Resorts International Inc. | DRII | Hotels & Motels (7011) | 461750895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581547 | J Stephen Cloobeck | 10600 W. Charleston Blvd Las Vegas NV 89135 | Yes | No | Yes | No | |
1581555 | Trust Property Separate Cloobeck Chantal | 10600 W. Charleston Blvd Las Vegas NV 89135 | No | No | No | Yes | |
1581556 | Cloobeck Diamond Parent, Llc | 10600 W. Charleston Blvd Las Vegas NV 89135 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-08 | 60,925 | $24.29 | 16,565,472 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-09 | 80,334 | $23.93 | 16,485,138 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-10 | 41,884 | $23.79 | 16,443,254 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,073,949 | Indirect | See Footnote |
Footnotes
- Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 8, 2014 at prices ranging from $24.09 to $24.75. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5).
- Directly by Cloobeck Diamond Parent, LLC ("CDP") and indirectly by Stephen J. Cloobeck as the sole manager of CDP. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 9, 2014 at prices ranging from $23.75 to $24.35.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 10, 2014 at prices ranging from $23.52 to $24.00.
- Directly by The Chantal Cloobeck Separate Property Trust, a trust for the benefit of Mr. Cloobeck's spouse ("CCSPT"), and indirectly by Mr. Cloobeck as co-managing trustee of CCSPT with his spouse. Mr. Cloobeck disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.