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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1517214	J Lawrence Knopf	C/O Heartware International, Inc. 500 Old Connecticut Path Framingham MA 01701	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-09	1,400	$0.00	9,119	No	4	M	Direct
Common Stock	Disposition	2014-09-10	465	$78.37	8,654	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Footnotes

On February 7, 2013 the reporting person was granted restricted stock units for an aggregate of 1,400 shares of common stock. The award vested based on HeartWare's satisfaction of certain performance criteria. The performance criteria was determined to have been satisfied on September 9, 2014 resulting in the issuance of 1,400 shares of common stock to the reporting person.
These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale proceeds were utilized to pay all payroll taxes related to the vesting of restricted stock units and receipt of the related shares reported on this Form 4.
The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $78.30 to $78.40. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.