Filing Details
- Accession Number:
- 0001104659-14-065674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 17:00:34
- Reporting Period:
- 2014-09-08
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 17:00:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020569 | Iron Mountain Inc | IRM | Public Warehousing & Storage (4220) | 232588479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590872 | Anastasios Tsolakis | C/O Iron Mountain Incorporated One Federal Street Boston MA 02110 | Evp, Cio, Global Svcs. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Disposition | 2014-09-08 | 1,889 | $36.10 | 32,325 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-09-08 | 5,400 | $36.11 | 26,925 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-09-08 | 2,530 | $0.00 | 29,455 | No | 4 | A | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-09-08 | 823 | $36.53 | 28,632 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-09-08 | 10,886 | $18.37 | 39,518 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-09-08 | 5,537 | $36.12 | 33,981 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-09-08 | 15,000 | $18.37 | 48,981 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-09-08 | 15,000 | $36.11 | 33,981 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-09-08 | 2,530 | $0.00 | 2,530 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-08 | 10,886 | $0.00 | 10,886 | $18.37 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-08 | 15,000 | $0.00 | 15,000 | $18.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,534 | No | 4 | D | Direct | ||
5,442 | 2020-09-15 | No | 4 | M | Direct | |
24,743 | 2020-09-15 | No | 4 | M | Direct |
Footnotes
- This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on September 8, 2011.
- This transaction is reported to reflect the exercise of a stock option for a total of 10,886 shares of Iron Mountain common stock ("Common Stock") by means of a stock swap whereby the Reporting Person disposed of 5,537 shares of Common Stock to the Company as consideration for the Reporting Person's exercise of stock options to purchase 10,886 shares of Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.10 to $36.12, inclusive. The reporting person undertakes to provide to Iron Mountain Incorporated, any security holder of Iron Mountain Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- Each RSU represents a contingent right to receive one share of Common Stock.
- The RSUs, representing a contingent right to receive a total of 10,125 shares of Common Stock, were granted to the Reporting Person on September 8, 2011 and vest in four substantially equal annual installments beginning on the first anniversary of the grant date.
- This stock option, which initially represented a right to purchase a total of 21,768 shares, vests in four substantially equal annual installments beginning on September 15, 2011, which was the first anniversary of the date of grant.
- This stock option, which initially represented a right to purchase a total of 79,482 shares, vests in four substantially equal annual installments beginning on September 15, 2011, which was the first anniversary of the date of grant.