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Filing Details

Accession Number:: 0001209191-14-057304
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-10 16:41:58
Reporting Period:: 2014-09-08

Filing Date:: 2014-09-10
Accepted Time:: 2014-09-10 16:41:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1059790	Pozen Inc	POZN	Pharmaceutical Preparations (2834)	621657552

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1135011	R John Plachetka	C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517	President, Ceo And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-09-08	30,000	$3.77	67,580	No	4	M	Direct
Common Stock	Disposition	2014-09-08	30,000	$8.30	37,580	No	4	S	Direct
Common Stock	Acquisiton	2014-09-09	20,000	$3.77	57,580	No	4	M	Direct
Common Stock	Disposition	2014-09-09	20,000	$8.14	37,580	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2014-09-08	30,000	$0.00	30,000	$3.77
Common Stock	Stock Option	Disposition	2014-09-09	20,000	$0.00	20,000	$3.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
151,531		2021-03-15	No	4	M	Direct
131,531		2021-03-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	693,126	Direct
Common Stock	1,779,102	Indirect	By Trust
Common Stock	221,910	Indirect	By Trust
Common Stock	1,157,808	Indirect	By Silver Hill Investments, LLC
Common Stock	22,631	Indirect	By Trust

Footnotes

Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.25 to $8.35.
The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.04 to $8.25.
Shares underlying restricted stock units.
Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, John R. Plachetka, Trustee.
Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
Beneficially owned by John R. Plachetka, indirectly, as manager of Silver Hill Investments, LLC. Silver Hill Investments LLC is 50% owned by the Family Trust under the John R. Plachetka Irrevocable Trust dated 4/20/2000, Wachovia Bank N.A. and Clare A. Plachetka, Trustees (the "Family Trust"); 40% owned by the Revocable Declaration of Trust u/a 1/31/2000, John R. Plachetka, Trustee; and 10% owned by the Revocable Declaration of Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
Beneficially owned by John R. Plachetka, indirectly, through the Family Trust. The shares in the Family Trust are held in trust for the benefit of Clare A. Plachetka and John R. and Clare A. Plachetka's children.
The options vest in four equal annual installments, with the initial vesting date occurring on March 15, 2012.