Filing Details
- Accession Number:
- 0001044321-14-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 16:23:36
- Reporting Period:
- 2014-09-08
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 16:23:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1279704 | Cellectar Biosciences Inc. | CLRB | Pharmaceutical Preparations (2834) | 043321804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-08 | 182 | $3.00 | 1,142,368 | No | 4 | P | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Limited Partnerships |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), and Special Situations Life Sciences Fund, L.P. (LS), respectively. 539,418 shares of Common Stock are held by QP, 179,806 shares of Common Stock are held by Cayman and 423,144 shares of Common Stock are held by LS. The interest of Marxe, Greenhouse and Stettner in the shares of Common Stock owned by QP, Cayman and LS is limited to the extent of his pecuniary interest.