Filing Details
- Accession Number:
- 0001209191-14-057261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-10 14:59:41
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-10
- Accepted Time:
- 2014-09-10 14:59:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191010 | W John Allison | P.o. Box 966 Conway AR 72033 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-09 | 6,900 | $30.29 | 420,780 | No | 4 | S | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By wife |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,761,246 | Direct | |
Common Stock | 8,136 | Indirect | By IRA |
Common Stock | 6,703 | Indirect | By 401(k) |
Common Stock | 33,664 | Indirect | By Capital Buyers |
Common Stock-Restricted | 41,333 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $3.50 | 712 | 712 | Direct | ||
Common Stock | Stock Option | $3.92 | 1,425 | 1,425 | Direct | ||
Common Stock | Stock Option | $4.21 | 2,138 | 2,138 | Direct | ||
Common Stock | Stock Option | $4.92 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $5.33 | 3,564 | 3,564 | Direct | ||
Common Stock | Stock Option | $5.33 | 2005-07-27 | 2015-07-27 | 178,200 | 178,200 | Direct |
Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 88,957 | 88,957 | Direct |
Common Stock | Stock Option | $8.54 | 2018-01-17 | 35,640 | 35,640 | Direct | |
Common Stock | Stock Option | $8.60 | 2018-01-09 | 4,752 | 4,752 | Direct | |
Common Stock | Stock Option | $10.16 | 2017-01-18 | 47,520 | 47,520 | Direct | |
Common Stock | Stock Option | $17.25 | 2014-01-18 | 2023-01-17 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
712 | 712 | Direct | |
1,425 | 1,425 | Direct | |
2,138 | 2,138 | Direct | |
2,851 | 2,851 | Direct | |
3,564 | 3,564 | Direct | |
2015-07-27 | 178,200 | 178,200 | Direct |
2016-03-13 | 88,957 | 88,957 | Direct |
2018-01-17 | 35,640 | 35,640 | Direct |
2018-01-09 | 4,752 | 4,752 | Direct |
2017-01-18 | 47,520 | 47,520 | Direct |
2023-01-17 | 50,000 | 50,000 | Direct |
Footnotes
- Includes 22.017 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- Restricted Stock granted on January 17, 2014 will vest in 33 1/3% installments over three years each January 17th.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and would have expired on December 31, 2012.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and would have expired on December 31, 2013.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- The option became exercisable in five equal annual installments beginning on January 18, 2009.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.
- The option became exercisable in two equal annual installments beginning on January 19, 2008.