Filing Details
- Accession Number:
- 0001242648-14-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 21:17:36
- Reporting Period:
- 2014-09-09
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 21:17:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000180 | Sandisk Corp | SNDK | Computer Storage Devices (3572) | 770191793 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242654 | Sanjay Mehrotra | 951 Sandisk Drive Milpitas CA 95035 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-09 | 1 | $51.71 | 1 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-09 | 100 | $51.24 | 101 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-09 | 8,961 | $47.79 | 9,062 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-09 | 3,750 | $48.85 | 12,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-09 | 12,812 | $99.64 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-09-09 | 1 | $0.00 | 1 | $51.71 |
| Common Stock | Employee Stock Option | Disposition | 2014-09-09 | 100 | $0.00 | 100 | $51.24 |
| Common Stock | Employee Stock Option | Disposition | 2014-09-09 | 8,961 | $0.00 | 8,961 | $47.79 |
| Common Stock | Employee Stock Option | Disposition | 2014-09-09 | 3,750 | $0.00 | 3,750 | $48.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 117,188 | 2020-02-14 | No | 4 | M | Direct | |
| 33,750 | 2018-01-02 | No | 4 | M | Direct | |
| 56,250 | 2019-02-16 | No | 4 | M | Direct | |
| 7,500 | 2019-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,807 | Indirect | By Mehrotra Family Trust |
Footnotes
- The transaction was effected by the reporting person pursuant to a Rule 10b-5(1) sales plan adopted on May 30, 2013.
- The prices for the transactions on this line ranged from $98.51 to $101.83.
- Full Information regarding the number of shares sold at each separate price will be provided, upon request, to the Commission staff, the issuer or a security holder of the issuer
- Option Grant shall become exercisable with respect to 25% of the option shares on the first anniversary of the vesting commencement date and the balance in equal quarterly installments over the next three years thereafter.
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