Filing Details
- Accession Number:
- 0001171843-14-004276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 21:05:08
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 21:05:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3116 | Akorn Inc | AKRX | Pharmaceutical Preparations (2834) | 720717400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466630 | A Timothy Dick | 1925 West Field Court Suite 300 Lake Forest IL 60045 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-05 | 40,010 | $38.16 | 67,988 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-09-08 | 100,000 | $1.00 | 167,988 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-08 | 45,000 | $37.61 | 122,988 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-09-08 | 100,000 | $0.00 | 100,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-06-12 | 2019-06-12 | No | 4 | M | Direct |
Footnotes
- The award was in the form of a grant of restricted shares, which will vest in four equal installments on September 5, 2015, September 5, 2016, September 5, 2017 and September 5, 2018.
- Proceeds from the sale were used to pay exercise price and taxes due upon exercise of options.
- Amount of Shares Beneficially Owned Following Reported Transaction includes 45,789 unvested shares subject to a restricted stock award and 77,199 shares owned outright.
- There was no consideration given in exchange for the security.