Filing Details
- Accession Number:
- 0001445305-14-003889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 19:09:35
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 19:09:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272706 | C Boon Ooi | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2014-09-05 | 35,000 | $8.12 | 97,697 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2014-09-05 | 7,500 | $35.45 | 105,197 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2014-09-05 | 35,000 | $87.33 | 70,197 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2014-09-05 | 7,500 | $87.22 | 62,697 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2014-09-05 | 2,500 | $86.61 | 60,197 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2014-09-05 | 35,000 | $0.00 | 35,000 | $8.12 |
Ordinary Shares | Employee Right Stock Options (right to buy) | Disposition | 2014-09-05 | 7,500 | $0.00 | 7,500 | $35.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-01-14 | No | 4 | M | Direct | |
22,500 | 2020-03-11 | No | 4 | M | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $87.11 to $87.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 57,501 restricted share units ("RSUs")
- The option is fully vested and exercisable.
- The option vests over four years, with 25% vesting on each anniversary of March 12, 2013. The option is exercisable, to the extent vested, starting on the date the average of the closing prices of the Company's ordinary shares (as reported on Nasdaq), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price of option. This criteria has been met and the option is exercisable to the extent vested.