Filing Details
- Accession Number:
- 0001489096-14-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 17:16:30
- Reporting Period:
- 2014-08-12
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 17:16:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357776 | A Charles Sorrentino | 10201 North Loop East Houston TX 77029 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-12 | 1,000 | $26.67 | 35,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-09 | 1,000 | $26.31 | 34,796 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.20 | 2011-05-04 | 2021-05-04 | 16,358 | 16,358 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-04 | 16,358 | 16,358 | Direct |
Footnotes
- Transaction pursuant to a Rule 10b(5)-1 Plan.
- Options vested and became fully exercisable in connection with the Issuer's initial public offering.