Filing Details
- Accession Number:
- 0001209191-14-057076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 16:39:16
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 16:39:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458693 | A Matthew Drapkin | 500 Crescent Court, Suite 230 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-05 | 16,714 | $6.95 | 2,142,353 | No | 4 | P | Indirect | SeeFootnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | SeeFootnotes |
Footnotes
- Represents common stock ("Common Stock"), par value $0.001 per share, of Intevac, Inc. (the "Issuer").
- Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,564,222 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin,L.P.") (246,513 shares) and Common Stock directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BDManagement") (331,618 shares). (continued in Footnote 3).
- Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr.Drapkin is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P, and the investment manager of theManaged Account. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.