Filing Details
- Accession Number:
- 0001480248-14-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 16:32:57
- Reporting Period:
- 2014-09-06
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 16:32:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201091 | Il Ho Kim | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2014-09-06 | 6,652 | $0.00 | 51,643 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-09-06 | 3,136 | $16.70 | 48,507 | No | 4 | F | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-09-08 | 3,516 | $17.39 | 44,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2014-09-06 | 6,652 | $0.00 | 6,652 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,563 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 6, 2014.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 16, 2013, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the issuer's equity ownership requirements.
- Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
- The restricted stock units vested one-fourth on June 6, 2013, and the balance vests in equal quarterly installments over the following three years. Shares of common stock are delivered to the reporting person on vesting.
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