Filing Details
- Accession Number:
- 0001209191-14-057011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 12:35:28
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 12:35:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
916863 | Integrys Energy Group Inc. | TEG | Electric & Other Services Combined (4931) | 391775292 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197986 | M Linda Kallas | 200 East Randolph Street Chicago IL 60601 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-05 | 5,696 | $58.65 | 13,643 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 1,635 | $42.12 | 15,278 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 3,118 | $41.58 | 18,396 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 2,664 | $49.40 | 21,060 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 1,972 | $53.24 | 23,032 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 1,407 | $56.00 | 24,439 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-05 | 16,492 | $67.94 | 7,947 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 5,696 | $0.00 | 5,696 | $58.65 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 1,635 | $0.00 | 1,635 | $42.12 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 3,118 | $0.00 | 3,118 | $41.58 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 2,664 | $0.00 | 2,664 | $49.40 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 1,972 | $0.00 | 1,972 | $53.24 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-09-05 | 1,407 | $0.00 | 1,407 | $56.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-05-17 | 2017-05-17 | No | 4 | M | Direct |
0 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
0 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
888 | 2012-02-10 | 2021-02-10 | No | 4 | M | Direct |
1,972 | 2013-02-09 | 2022-02-09 | No | 4 | M | Direct |
4,220 | 2014-02-14 | 2023-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,149 | Indirect | By Employee Stock Ownership Plan |
Common Stock | 184 | Indirect | By PE Employee Stock Ownership Plan |
Common Stock | 520 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $55.23 | 2015-02-13 | 2024-02-13 | 4,851 | 4,851 | Direct |
Common Stock | Performance Rights | $0.00 | 2016-01-01 | 2016-03-15 | 1,994 | 1,994 | Direct |
Common Stock | Performance Rights | $0.00 | 2017-01-01 | 2017-03-15 | 1,939 | 1,939 | Direct |
Common Stock | Performance Rights | $0.00 | 2015-01-01 | 2015-03-15 | 1,330 | 1,330 | Direct |
Common Stock | Restricted Stock Units 2011 | $0.00 | 2012-02-10 | 2015-02-10 | 136 | 136 | Direct |
Common Stock | Restricted Stock Units 2012 | $0.00 | 2013-02-09 | 2016-02-09 | 256 | 256 | Direct |
Common Stock | Restricted Stock Units 2013 | $0.00 | 2014-02-14 | 2017-02-14 | 457 | 457 | Direct |
Common Stock | Restricted Stock Units 2014 | $0.00 | 2015-02-13 | 2018-02-13 | 581 | 581 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-13 | 4,851 | 4,851 | Direct |
2016-03-15 | 1,994 | 1,994 | Direct |
2017-03-15 | 1,939 | 1,939 | Direct |
2015-03-15 | 1,330 | 1,330 | Direct |
2015-02-10 | 136 | 136 | Direct |
2016-02-09 | 256 | 256 | Direct |
2017-02-14 | 457 | 457 | Direct |
2018-02-13 | 581 | 581 | Direct |
Footnotes
- The weighted average sale price reflects multiple transactions at prices ranging from $67.87 - $67.985.
- Balance reflects shares pertaining to the March 20 and June 20, 2014 dividend and shares allocated on March 31 and June 30, 2014 under the Company's Employee Stock Ownership Plan.
- Balance reflects dividend reinvestment shares purchased on March 20 and June 20, 2014.
- Plan name changed from Peoples Energy Capital Accumulation Plan to Integrys Energy Group 401(k) Plan for Administrative Employees effective 1/1/2013.
- The option vests in four equal annual installments beginning on the exercisable date.
- Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- Balance reflects the dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans on March 20 and June 20, 2014.