Filing Details
- Accession Number:
- 0001437749-14-016712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-09 11:44:19
- Reporting Period:
- 2014-08-13
- Filing Date:
- 2014-09-09
- Accepted Time:
- 2014-09-09 11:44:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1307579 | Liqtech International Inc | LIQT | Misc Industrial & Commercial Machinery & Equipment (3590) | 201431677 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528492 | S Donald Debelak | C/O Morse Zelnick Rose &Amp; Lander Llp 405 Park Avenue Suite 1401 New York NY 10022 | President, Liqtech Na | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-13 | 47,500 | $1.50 | 295,899 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-08-22 | 49,200 | $1.57 | 345,099 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-08-13 | 47,500 | $0.00 | 47,500 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
248,399 | 2015-02-28 | No | 4 | M | Direct |
Footnotes
- Mr. Debelak exercised 47,500 stock options having an exercise price of $1.50 per share on August 13, 2014. The options were fully vested as of September 1, 2013.
- Includes 142,500 stock options having an exercise price of $3.00 that vested in three equal annual installments on August 24, 2011, September 1, 2012 and September 1, 2013 and 58,399 stock options having an exercise price of $3.28 vesting in three equal annual installments on March 23, 2012, March 23, 2013 and March 23, 2014.