Filing Details

Accession Number:
0001209191-14-056973
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-08 21:20:52
Reporting Period:
2014-09-04
Filing Date:
2014-09-08
Accepted Time:
2014-09-08 21:20:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134570 Jr P Charles Waite C/O Ovp Venture Partners
1616 Eastlake Ave. E., Suite 208
Seattle WA 98102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-04 43,017 $11.14 1,641,037 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-04 23,276 $11.14 1,617,761 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-04 589 $11.14 1,617,172 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-04 60 $11.14 1,617,112 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-05 12,852 $11.26 1,604,260 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-05 6,954 $11.26 1,597,306 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-05 176 $11.26 1,597,130 No 4 S Indirect See footnotes
Common Stock Disposition 2014-09-05 18 $11.26 1,597,112 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.375, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,794 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 518,097 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  3. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
  4. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,794 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  5. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,602 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  6. 1,105,544 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  7. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.235 to $11.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  8. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 494,821 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  9. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,205 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  10. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,029 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,542 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  11. 1,092,692 of these shares are owned by OVP Venture Partners VI, L.P., 15,029 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 487,867 of these shares are owned by OVP Venture Partners VII, L.P., and 1,524 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.