Filing Details
- Accession Number:
- 0001179110-14-013816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 20:43:30
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 20:43:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288952 | Michael Schmertzler | 1300 Valley Road New Canaan CT 06840 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-19 | 23,000 | $24.50 | 1,320,369 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,766 | Direct | |
Common Stock | 2,256,882 | Indirect | See footnote |
Footnotes
- Consists of (i) 1,759,609 shares held by Credit Suisse First Boston Equity Partners, L.P.; (ii) 491,855 shares held by Credit Suisse First Boston Equity Partners (Bermuda), L.P.; (iii) 3,487 shares held by EMA Private Equity Fund 1999 LP; (iv) 1,697 shares held by Credit Suisse First Boston U S Executive Advisors LP; and (v) 234 shares held by Credit Suisse First Boston Finders and Screeners LP. Mr. Schmertzler is a Managing Director of Aries Advisors, LLC, the sub-advisor to Credit Suisse First Boston Equity Partners, L.P. Mr. Schmertzler disclaims beneficial ownership of the shares held by Credit Suisse First Boston Equity Partners, L.P. and its affiliates except to the extent of any pecuniary interest therein.
- Securities held by Section Six Partners, L.P. This Form 4 reports 23,000 shares purchased by Section Six Partners, L.P. in the Issuer's registered public offering on February 19, 2014. Mr. Schmertzler is a general and limited partner of, and trustee of certain family trusts holding interests in, Section Six Partners, L.P. Mr. Schmertzler disclaims beneficial ownership of the shares held by Section Six Partners, L.P. except to the extent of any pecuniary interest therein.