Filing Details

Accession Number:
0001179110-14-013816
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-08 20:43:30
Reporting Period:
2014-02-19
Filing Date:
2014-09-08
Accepted Time:
2014-09-08 20:43:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070081 Ptc Therapeutics Inc. PTCT Pharmaceutical Preparations (2834) 043416587
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288952 Michael Schmertzler 1300 Valley Road
New Canaan CT 06840
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-19 23,000 $24.50 1,320,369 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,766 Direct
Common Stock 2,256,882 Indirect See footnote
Footnotes
  1. Consists of (i) 1,759,609 shares held by Credit Suisse First Boston Equity Partners, L.P.; (ii) 491,855 shares held by Credit Suisse First Boston Equity Partners (Bermuda), L.P.; (iii) 3,487 shares held by EMA Private Equity Fund 1999 LP; (iv) 1,697 shares held by Credit Suisse First Boston U S Executive Advisors LP; and (v) 234 shares held by Credit Suisse First Boston Finders and Screeners LP. Mr. Schmertzler is a Managing Director of Aries Advisors, LLC, the sub-advisor to Credit Suisse First Boston Equity Partners, L.P. Mr. Schmertzler disclaims beneficial ownership of the shares held by Credit Suisse First Boston Equity Partners, L.P. and its affiliates except to the extent of any pecuniary interest therein.
  2. Securities held by Section Six Partners, L.P. This Form 4 reports 23,000 shares purchased by Section Six Partners, L.P. in the Issuer's registered public offering on February 19, 2014. Mr. Schmertzler is a general and limited partner of, and trustee of certain family trusts holding interests in, Section Six Partners, L.P. Mr. Schmertzler disclaims beneficial ownership of the shares held by Section Six Partners, L.P. except to the extent of any pecuniary interest therein.