Filing Details
- Accession Number:
- 0001171843-14-004238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 20:33:37
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 20:33:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 3116 | Akorn Inc | AKRX | Pharmaceutical Preparations (2834) | 720717400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277838 | M Ronald Johnson | 1925 West Field Court Suite 300 Lake Forest IL 60045 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-04 | 50,000 | $1.60 | 131,557 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-04 | 10,000 | $1.60 | 141,557 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-04 | 10,000 | $1.60 | 151,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-04 | 2,947 | $38.51 | 148,610 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-09-04 | 50,000 | $0.00 | 50,000 | $1.60 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-09-04 | 10,000 | $0.00 | 10,000 | $1.60 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-09-04 | 10,000 | $0.00 | 10,000 | $1.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-11-19 | 2014-11-19 | No | 4 | M | Direct |
| 0 | 2009-11-19 | 2014-11-19 | No | 4 | M | Direct |
| 0 | 2009-11-19 | 2014-11-19 | No | 4 | M | Direct |
Footnotes
- Proceeds from the sale were used to pay the exercise price of options.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $38.50 to $38.56 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices within the foregoing range.
- Options fully vested and became exercisable immediately upon grant.
- There was no consideration given in exchange for this security.
Billionaire Hedge Funds
