Filing Details
- Accession Number:
- 0001209191-14-056967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 20:14:09
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 20:14:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1454189 | Auspex Pharmaceuticals Inc. | ASPX | Pharmaceutical Preparations (2834) | 954862842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405712 | Cmea Ventures Vii Lp | One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
1405972 | Cmea Ventures Vii (Parallel) Lp | One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-04 | 16,283 | $24.05 | 3,729,966 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-04 | 417 | $24.05 | 95,691 | No | 4 | S | Indirect | By CMEA Ventures VII (Parallel), L.P. |
Common Stock | Disposition | 2014-09-05 | 8,678 | $23.50 | 3,721,288 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-05 | 222 | $23.50 | 95,469 | No | 4 | S | Indirect | By CMEA Ventures VII (Parallel), L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By CMEA Ventures VII (Parallel), L.P. |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By CMEA Ventures VII (Parallel), L.P. |
Footnotes
- The shares sold on this date were sold in multiple transactions. The price is the weighted average price per share; the actual sales price per share ranged from $23.40 to $24.52.
- he shares sold on this date were sold in multiple transactions. The price is the weighted average price per share; the actual sales price per share ranged from $23.17 to $23.97.