Filing Details
- Accession Number:
- 0001209191-14-056963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 19:58:55
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 19:58:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876378 | Transenterix Inc. | TRXC | Surgical & Medical Instruments & Apparatus (3841) | 112962080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584367 | Todd Pope | C/O Transenterix, Inc. 635 Davis Drive, Suite 300 Morrisville NC 27560 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-04 | 25,200 | $0.35 | 25,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-04 | 25,200 | $3.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-05 | 14,800 | $0.35 | 14,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-05 | 14,800 | $3.63 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-08 | 10,000 | $0.35 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-08 | 10,000 | $3.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-09-04 | 25,200 | $0.00 | 25,200 | $0.35 |
| Common Stock | Stock Option | Disposition | 2014-09-05 | 14,800 | $0.00 | 14,800 | $0.35 |
| Common Stock | Stock Option | Disposition | 2014-09-08 | 10,000 | $0.00 | 10,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 106,491 | 2009-09-15 | 2018-09-15 | No | 4 | M | Direct |
| 91,691 | 2009-12-15 | 2018-09-15 | No | 4 | M | Direct |
| 81,691 | 2010-04-15 | 2018-09-15 | No | 4 | M | Direct |
Footnotes
- The transaction occurred pursuant to a written trading plan dated August 14, 2014 meeting the requirements of Rule 10b5-1(c).
- Reflects a five-for-one reverse stock split effected on March 31, 2014.
Billionaire Hedge Funds
