Filing Details
- Accession Number:
- 0001540041-14-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 20:22:48
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 19:22:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528396 | Guidewire Software Inc. | GWRE | Services-Prepackaged Software (7372) | 364468504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540041 | Marcus Ryu | 1001 E. Hillsdale Blvd., Suite 800 Foster City CA 94404 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-05 | 19,932 | $45.15 | 93,704 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-05 | 10,068 | $45.72 | 83,636 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 2,812 | $8.65 | 86,448 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 259 | $32.25 | 86,707 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-05 | 1,929 | $32.25 | 88,636 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-05 | 3,800 | $45.16 | 84,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-05 | 1,200 | $45.71 | 83,636 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-09-05 | 259 | $0.00 | 259 | $32.25 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2014-09-04 | 2,208 | $0.00 | 2,208 | $45.27 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-05 | 2,812 | $0.00 | 2,812 | $8.65 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-05 | 1,929 | $0.00 | 1,929 | $32.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-09-04 | 78,935 | $0.00 | 78,935 | $45.27 |
Common Stock | Restricted Stock Unit | Acquisiton | 2014-09-04 | 36,816 | $0.00 | 36,816 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2014-09-04 | 36,816 | $0.00 | 36,816 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,975 | 2022-09-05 | No | 4 | M | Direct | |
2,208 | 2024-09-04 | No | 4 | A | Direct | |
191,899 | 2021-09-14 | No | 4 | M | Direct | |
45,526 | 2022-09-05 | No | 4 | M | Direct | |
78,935 | 2024-09-04 | No | 4 | A | Direct | |
36,816 | 2024-09-04 | No | 4 | A | Direct | |
73,632 | 2024-09-04 | No | 4 | A | Direct |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2014.
- The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $44.49 to $45.48 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $45.49 to $45.91 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price
- Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2014.
- The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $44.52 to $45.51 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price
- The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $45.52 to $45.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price
- When both ISO and NQ Stock Options granted on September 5, 2012 are combined, they vest over four years of continuous service as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 5, 2012, subject to the Reporting Person's continuous service.
- When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years of continuous service as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.
- This Stock Option vests as follows: 50% of the shares vest on September 14, 2013 and the remaining 50% vests monthly over the next two years, as long as the Reporting Person provides continuous service as the Issuer's chief executive officer
- The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
- The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2015 fiscal year. If the performance-based conditions for fiscal year 2015 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2015 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2014 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2015 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.