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Home > Insider Trading > Filing (0001144204-14-054903)

Filing Details

Accession Number:: 0001144204-14-054903
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-08 18:25:01
Reporting Period:: 2014-09-05

Filing Date:: 2014-09-08
Accepted Time:: 2014-09-08 18:25:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1379006	Nanoviricides Inc.	NNVC	Services-Commercial Physical & Biological Research (8731)	760674577

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579502	Meeta Vyas	C/O Nanoviricides, Inc. 135 Wood Street, Suite 205 West Haven CT 06516	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2014-08-25	21,429	$3.50	147,021	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants	Disposition	2014-08-25	21,429	$0.00	21,429	$3.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-06-30	2014-08-15	No	4	X	Indirect

Footnotes

Also includes 26,001 shares of common stock that are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power. Does not include 192,860 shares of common stock underlying 38,572 shares of Series A Convertible Preferred Stock convertible into three and one half shares of Common Stock of the Common Stock solely upon a change in control of the Company or upon achieving certain trading prices.