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Filing Details

Accession Number:: 0001144354-14-000120
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-08 17:42:42
Reporting Period:: 2014-09-04

Filing Date:: 2014-09-08
Accepted Time:: 2014-09-08 17:42:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1144354	Heartland Payment Systems Inc	HPY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1331716	Jr B H Robert Baldwin	C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542	Vice Chairman	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-09-04	17,500	$15.22	557,984	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-09-04	17,500	$48.05	540,484	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-09-05	7,500	$15.22	547,984	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-09-05	7,500	$48.50	540,484	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-09-08	1,908	$15.22	542,392	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2014-09-08	1,908	$49.02	540,484	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Stock Option (Right To Buy)	Common Stock	Disposition	2014-09-04	17,500	$15.22	17,500	$15.22
Stock Option (Right To Buy)	Common Stock	Disposition	2014-09-05	7,500	$15.22	7,500	$15.22
Stock Option (Right To Buy)	Common Stock	Disposition	2014-09-08	1,908	$15.22	1,908	$15.22

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
107,500	2015-07-22	No	4	M	Direct
100,000	2015-07-22	No	4	M	Direct
98,092	2015-07-22	No	4	M	Direct

Footnotes

The Reporting Person is the direct beneficial owner of 540,484 shares of common stock of Heartland Payment Systems, Inc. (the "Issuer"), and 0 shares of common stock of the Issuer held in the Issuer's 401(k) plan. The Reporting Person is no longer the indirect beneficial owner of 60,883 shares of common stock of the Issuer which were held by the Margaret J. Sieck and Whitney H. Baldwin as Trustees for an Indenture created June 30, 2004 as any potential pecuniary interest has ended. The Reporting Person is also the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
This price is the weighted average price of the 17,500 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $48.05 to $48.47. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
This price is the weighted average price of the 1,908 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $49.00 to $49.04. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
The option vested in four equal annual installments beginning on July 22, 2011.