Filing Details
- Accession Number:
- 0001144204-14-054776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-08 16:03:19
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-09-08
- Accepted Time:
- 2014-09-08 15:03:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296592 | Anthony Michael Morrison | C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-05 | 30,000 | $12.29 | 282,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 88 | Indirect | By Daughter |
Common Stock | 60 | Indirect | By Daughter |
Common Stock | 44 | Indirect | By Son |
Common Stock | 119,463 | Indirect | Trustee |
Common Stock | 17,858 | Indirect | Spouse |
Footnotes
- This transaction was effected in order to reduce the number of shares held by the reporting person that are pledged as collateral through a margin account in order to comply with the Issuer's recently amended insider trading policy, which discourages margin positions against the Issuer's stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.15 to $12.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
- 13,500 shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts and 4,358 shares are owned by Mr. Morrison's wife outright. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.