Filing Details

Accession Number:
0001209191-14-056253
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-05 20:25:38
Reporting Period:
2014-06-30
Filing Date:
2014-09-05
Accepted Time:
2014-09-05 20:25:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421898 Christopher Edmonds-Waters Svb Financial Group
3005 Tasman Drive
Santa Clara CA 95054
Head Of Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-30 47 $87.75 2,996 No 5 A Direct
Common Stock Acquisiton 2014-09-03 1,600 $27.84 4,596 No 4 M Direct
Common Stock Acquisiton 2014-09-03 2,000 $45.19 6,596 No 4 M Direct
Common Stock Acquisiton 2014-09-03 1,500 $60.37 8,096 No 4 M Direct
Common Stock Acquisiton 2014-09-03 1,575 $64.37 9,671 No 4 M Direct
Common Stock Disposition 2014-09-03 6,675 $112.68 2,996 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-09-03 2,000 $45.19 2,000 $45.19
Common Stock Stock Option Disposition 2014-09-03 1,500 $60.37 1,500 $60.37
Common Stock Stock Option Disposition 2014-09-03 1,575 $64.37 1,575 $64.37
Common Stock Stock Option Disposition 2014-09-03 1,600 $27.84 1,600 $27.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,545 2011-07-27 2017-07-27 No 4 M Direct
2,500 2012-04-27 2018-04-27 No 4 M Direct
3,150 2013-05-01 2019-05-01 No 4 M Direct
0 2010-05-12 2016-05-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,498 Indirect By 401(k)/ESOP
Footnotes
  1. Acquired under the Issuer's Employee Stock Purchase Plan.
  2. The 6,675 shares were sold through separate trades, with the sale prices ranging from $112.36 to $112.87 and at a weighted average saleprice of $112.6835.
  3. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.