Filing Details
- Accession Number:
- 0001209191-14-056253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 20:25:38
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 20:25:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Head Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-30 | 47 | $87.75 | 2,996 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2014-09-03 | 1,600 | $27.84 | 4,596 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-03 | 2,000 | $45.19 | 6,596 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-03 | 1,500 | $60.37 | 8,096 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-03 | 1,575 | $64.37 | 9,671 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-03 | 6,675 | $112.68 | 2,996 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-09-03 | 2,000 | $45.19 | 2,000 | $45.19 |
| Common Stock | Stock Option | Disposition | 2014-09-03 | 1,500 | $60.37 | 1,500 | $60.37 |
| Common Stock | Stock Option | Disposition | 2014-09-03 | 1,575 | $64.37 | 1,575 | $64.37 |
| Common Stock | Stock Option | Disposition | 2014-09-03 | 1,600 | $27.84 | 1,600 | $27.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,545 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
| 2,500 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 3,150 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
| 0 | 2010-05-12 | 2016-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,498 | Indirect | By 401(k)/ESOP |
Footnotes
- Acquired under the Issuer's Employee Stock Purchase Plan.
- The 6,675 shares were sold through separate trades, with the sale prices ranging from $112.36 to $112.87 and at a weighted average saleprice of $112.6835.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.
Billionaire Hedge Funds
