Filing Details
- Accession Number:
- 0001445305-14-003856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 19:26:53
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 19:26:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2014-09-03 | 240,000 | $10.00 | 454,774 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2014-09-03 | 123,338 | $85.09 | 331,436 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2014-09-03 | 116,662 | $85.67 | 214,774 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2014-09-03 | 240,000 | $0.00 | 240,000 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- Includes 214,774 restricted share units ("RSUs").
- Transaction executed in multiple trades at prices ranging from $84.52 to $85.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $85.52 to $86.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The Option was fully vested on March 3, 2014.