Filing Details
- Accession Number:
- 0001445305-14-003854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 19:24:26
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 19:24:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438803 | Bruno Guilmart | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-09-03 | 3,000 | $37.00 | 10,698 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-09-03 | 3,000 | $84.75 | 7,698 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-09-03 | 1,200 | $84.76 | 6,498 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2014-09-03 | 3,000 | $0.00 | 3,000 | $37.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,094 | 2018-06-04 | No | 4 | M | Direct |
Footnotes
- Includes 5,132 restricted share units ("RSUs")
- Transaction executed in multiple trades at prices ranging from $84.75 to $84.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $84.76 to $84.7637 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option vests over 3 years, with 33.333% vesting on each of the three anniversaries of June 5, 2013, so that the option will be vested in full on June 5, 2016 subject to the director's continuing service on each vesting date.
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