Filing Details
- Accession Number:
- 0001593678-14-000058
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 18:56:37
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 18:56:37
- Original Submission Date:
- 2014-09-04
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593678 | A. Pamela Sergeeff | C/O Rovi Corporation 2830 De La Cruz, Blvd. Santa Clara CA 95050 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-02 | 1,431 | $22.83 | 93,483 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Amended Form 4 filed to add footnote (2) to provide additional information regarding the sale of shares on the transaction date.
- Shares sold to pay tax obligations resulting from the vesting of restricted stock awards.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.83 to $22.94, inclusive. The reporting person undertakes to provide to Rovi Corporation, any security holder of Rovi Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.