Home > Insider Trading > Filing (0001104659-14-065013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1265131	Hilltop Holdings Inc.	HTH	State Commercial Banks (6022)	841477939

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1456811	Jerry Schaffner	200 Crescent Court, Suite 1330 Dallas TX 75201	Plainscapital Bank Pres. & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-09-04	10,000	$20.84	188,714	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,459	Indirect	By Wife

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2014.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.54 to $21.12, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.