Filing Details
- Accession Number:
- 0001209191-14-056164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 16:45:49
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 16:45:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228022 | D Arthur Chadwick | C/O Cavium Networks, Inc. 2315 N. First Street San Jose CA 95131 | Vp Finance & Admin Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-04 | 42,500 | $24.16 | 55,600 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2014-09-04 | 42,500 | $55.57 | 13,100 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right to Buy | Disposition | 2014-09-04 | 42,500 | $0.00 | 42,500 | $24.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-07-06 | 2017-01-06 | No | 4 | M | Direct |
Footnotes
- Both direct and indirect holding. See footnote 2.
- Of the amount of securities beneficially owned following reported transactions, 13,100 shares are owned indirectly by Mr. Chadwick through family trust.
- The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- Shares were sold ranging from $55.11 per share to $56.03 per share.
- 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date (grant date) on 1/6/2010 and 1/48th of the shares vest monthly thereafter over the next three and one half years.