Filing Details
- Accession Number:
- 0000820318-14-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 16:15:33
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 16:15:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196392 | W Peter Sognefest | 8108 Rock Port Circle Las Vegas NV 89128 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-03 | 4,600 | $10.04 | 31,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-03 | 4,600 | $14.00 | 26,407 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-03 | 3,424 | $12.08 | 29,831 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-03 | 3,424 | $14.00 | 26,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Acquisiton | 2014-09-03 | 4,600 | $0.00 | 4,600 | $10.04 |
| Common Stock | Option (Right to buy) | Acquisiton | 2014-09-03 | 3,424 | $0.00 | 3,424 | $12.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-07 | No | 4 | A | Direct | |
| 0 | 2019-08-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 320 | Indirect | By Son |
Footnotes
- The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The option vested in 5 equal annual installments beginning on February 7, 2009.
- The option vested in 5 equal annual installments beginning on August 15, 2009.
Billionaire Hedge Funds
