Filing Details
- Accession Number:
- 0000899681-14-000633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 09:43:59
- Reporting Period:
- 2014-09-04
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 09:43:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613147 | M. Alan Mandel | C/O Schroders 875 Third Avenue, 22Nd Floor New York NY 10022 | Treas. & Princ. Fin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-04 | 600 | $14.21 | 600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-04 | 200 | $14.22 | 800 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-04 | 200 | $14.22 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |