Filing Details
- Accession Number:
- 0001144204-14-054409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-05 09:00:20
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-05
- Accepted Time:
- 2014-09-05 09:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476765 | Golub Capital Bdc Inc. | GBDC | () | 272326940 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311018 | E Lawrence Golub | C/O Golub Capital Bdc, Inc. 150 South Wacker Drive, Suite 800 Chicago IL 60606 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-09-03 | 5,000 | $17.82 | 426,267 | No | 4 | P | Indirect | By GCOP LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GCOP LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 288,964 | Indirect | By Whitehall Capital Investors IV, LLC |
Common Stock, Par Value $0.001 Per Share | 24,762 | Indirect | By GCI Development LLC |
Common Stock, Par Value $0.001 Per Share | 6,696 | Indirect | By Golub Capital LLC |
Common Stock, Par Value $0.001 Per Share | 2,348 | Indirect | 555 Madison III, LLC |
Common Stock, Par Value $0.001 Per Share | 4,584 | Indirect | Golub GP V LLC |
Common Stock, Par Value $0.001 Per Share | 58 | Direct |
Footnotes
- Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCOP LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCOP LLC.
- The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
- Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC.
- Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein.
- The shares reported herein are directly beneficially owned by 555 Madison III, LLC and held for the benefit of Mr. Golub.
- Mr. Golub is a control person of Golub GP V LLC. Due to his control of and ownership interest in Golub GP V LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.