Filing Details
- Accession Number:
- 0001144204-14-054377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-04 21:28:47
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-04
- Accepted Time:
- 2014-09-04 21:28:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
317788 | Mandalay Digital Group Inc. | MNDL | Patent Owners & Lessors (6794) | 222267658 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592491 | Iii Gordon William Stone | 2811 Cahuenga Blvd West Los Angeles CA 90068 | President, Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-02 | 2,917 | $5.40 | 285,416 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Sale pursuant to a Rule 10b5-1 plan entered into by Reporting Person on March 13, 2014. The sale generated proceeds that are not more than the amount necessary to offset estimated tax liabilities that arise S (1) from vesting of restricted shares received from the Issuer as part of the Reporting Person's compensation. The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") entered into by the Reporting Person as of November 20, 2012. The shares are being sold to pay income tax upon vesting of restricted stock granted under the Issuer's equity incentive plan. The Reporting Person has no control over the timing of the sale of shares under the Plan.
- Represents the weighted average sales price. The shares were sold at prices ranging from $5.35 to $5.46 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer, or a security holder of Issuer, upon request.
- In addition to the common stock listed here, Reporting Person holds options to purchase 500,000 shares of common stock.