Filing Details
- Accession Number:
- 0001140361-14-034882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-04 18:37:41
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-09-04
- Accepted Time:
- 2014-09-04 18:37:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
728331 | Sutron Corp | STRN | Measuring & Controlling Devices, Nec (3829) | 541006352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472885 | L.p. Fund Microcap Perlus | 5Th Floor, 37 Esplanade St. Helier Y9 JE1 2TR | No | No | Yes | No | |
1600873 | Ltd Perlus | 5Th Floor, 37 Esplanade St. Helier Y9 JE1 2T4 | No | No | Yes | No | |
1601068 | Llp Management Investment Perlus | North Hall Farm Road North Hall Road Quendon, Essex X0 CB113XP | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 8,707 | $5.25 | 628,341 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-09 | 655 | $5.25 | 19,758 | No | 4 | P | Indirect | (2) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | (2) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 619,634 | Direct | |
Common Stock | 19,103 | Indirect | (2) |
Footnotes
- The Perlus Microcap Fund L.P. is the beneficial owner of the shares of common stock of Sutron Corporation (the "Shares"). Perlus Limited, the general partner of The Perlus Microcap Fund L.P., exercises sole voting power and shares dispositive control over the Shares with Perlus Investment Management LLP. Each of Perlus Limted and Perlus Investment Management LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either Perlus Limited or Perlus Investment Management is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
- Perlus Investment Management LLP holds these shares in a managed account on behalf of its client. Perlus Investment Management LLP generates performance fees on this managed account and is deemed to have indirect pecuniary interest in these shares. Perlus Microcap Fund L.P., Perlus Limited and Perlus Investment Management LLP disclaim any beneficial ownership of these shares.