Filing Details
- Accession Number:
- 0001209191-14-055946
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-04 17:54:12
- Reporting Period:
- 2014-09-03
- Filing Date:
- 2014-09-04
- Accepted Time:
- 2014-09-04 17:54:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507650 | Maky Zanganeh | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-03 | 7,000 | $2.30 | 217,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-03 | 2,000 | $122.74 | 215,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-03 | 5,000 | $121.10 | 210,311 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-09-04 | 5,000 | $2.30 | 215,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-04 | 5,000 | $122.00 | 210,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-03 | 7,000 | $0.00 | 7,000 | $2.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-04 | 5,000 | $0.00 | 5,000 | $2.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,770 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 72,770 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,363 | Indirect | Custodian |
| Common Stock | 900 | Indirect | By Individual Retirement Account |
| Common Stock | 725 | Indirect | By Roth Individual Retirment Account |
Footnotes
- By Reporting Person as custodian for minor child.
- Option granted under the issuer's 1995 Stock Option Plan in a transaction exempt under rule 16b-3(d). The option vested in forty-eight (48) equal and successive monthly installments. This option is fully vested.
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