Filing Details
- Accession Number:
- 0001123292-14-000880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-04 18:01:28
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-04
- Accepted Time:
- 2014-09-04 17:01:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356350 | Trust Dynasty 1994 Ricketts M. Marlene | 155 E. Pearl Ave. Suite 200 Jackson WY 83001 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-02 | 206,443 | $33.09 | 5,816,969 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-03 | 198,700 | $32.83 | 5,618,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.91 to $33.30. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.62 to $33.29.
Billionaire Hedge Funds
