Filing Details
- Accession Number:
- 0001078782-14-001631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-04 14:59:03
- Reporting Period:
- 2014-09-02
- Filing Date:
- 2014-09-04
- Accepted Time:
- 2014-09-04 14:59:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1472847 | Harrison Vickers & Waterman Inc | HVCW | Services-Business Services, Nec (7389) | 262883037 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617030 | Richard James Giordano | 4224 White Plains Road 3Rd Floor Bronx NY 10466 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-02 | 12,000,000 | $0.00 | 87,999,867 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- HVC Holdings LLC transferred 6,000,000 shares of the common stock owned by it to two separate third parties (for an aggregate of 12,000,000 shares) in two separate private transactions in exchange for certain limited liability company membership interests in each of the two entities.
- These shares are owned directly by HVW Holdings LLC. The Highgrove 44 Trust and the Rothman, Reed & Rothchild Trust are members of HVW Holdings LLC. James Giordano is the managing member of HVW Holdings LLC and has the power to vote and dispose of the securities owned by HVW Holdings LLC. Mr. Giordano disclaims beneficial ownership of the shares held by HVW Holdings LLC except to the extent of any pecuniary interest that he may have in HVW Holdings LLC.
Billionaire Hedge Funds
