Filing Details

Accession Number:
0001209191-14-055759
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-03 21:50:22
Reporting Period:
2014-09-02
Filing Date:
2014-09-03
Accepted Time:
2014-09-03 21:50:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road, Suite 100
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-02 284 $1.43 25,008 No 4 M Direct
Common Stock Disposition 2014-09-02 284 $21.36 24,724 No 4 S Direct
Common Stock Acquisiton 2014-09-02 533 $10.20 25,257 No 4 M Direct
Common Stock Disposition 2014-09-02 533 $21.36 24,724 No 4 S Direct
Common Stock Acquisiton 2014-09-02 625 $4.30 25,349 No 4 M Direct
Common Stock Disposition 2014-09-02 625 $21.36 24,724 No 4 S Direct
Common Stock Acquisiton 2014-09-02 365 $11.30 25,089 No 4 M Direct
Common Stock Disposition 2014-09-02 365 $21.36 24,724 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-09-02 284 $0.00 284 $1.43
Common Stock Stock Option (Right to Buy) Disposition 2014-09-02 533 $0.00 533 $10.20
Common Stock Stock Option (Right to Buy) Disposition 2014-09-02 625 $0.00 625 $4.30
Common Stock Stock Option (Right to Buy) Disposition 2014-09-02 365 $0.00 365 $11.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
851 2020-11-29 No 4 M Direct
5,866 2021-07-26 No 4 M Direct
16,875 2022-11-14 No 4 M Direct
6,579 2022-02-16 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the November 26, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.13 to $21.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.
  3. 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  4. 25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  5. 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
  6. One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.