Filing Details
- Accession Number:
- 0001445866-14-001122
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-09-03 17:14:07
- Reporting Period:
- 2014-08-29
- Filing Date:
- 2014-09-03
- Accepted Time:
- 2014-09-03 17:14:07
- Original Submission Date:
- 2014-08-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311443 | Blueline Partners, L.l.c. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1338149 | Blueline Capital Partners, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1411986 | Blueline Capital Partners Iii, Lp | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1411987 | Blueline Partners Ii, Llc | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1460518 | Blueline Catalyst Fund Ix, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1460781 | Blueline Capital Partners Ii, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-27 | 400 | $7.92 | 2,517,933 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-28 | 480 | $7.87 | 2,518,413 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-29 | 3,392 | $7.93 | 2,521,805 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These securities were acquired by BlueLine Catalyst Fund IX, L.P. As described in Amendment No. 4 to Schedule 13D ("Amendment No. 4") filed on October 25, 2007 with respect to the securities owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund VIII, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., as of the date of Amendment No. 4, the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.